Ethos, Logos, and Pathos in King’s “Letter from Birmingham Jail”: Part II

April 28, 2012

Dr. King in the Jefferson Co., AL Courthouse jail, Oct. 1967. During an earlier arrest, he wrote his famous letter from here. (Source: www.history.com)

Pleased by the students’ catching on so quickly to the power of rhetorical schemes and tropes, I asked them to turn next to the handout including Dr. King’s “Letter from Birmingham Jail.” To contextualize this famous essay, I contrasted King’s situation with Faulkner’s, the latter speaking from the “pinnacle” of high literary achievement, the former, 13 years after Faulkner’s speech, sitting in Birmingham’s jail for having led a protest march against segregation laws and practices.  Pointing to additional rhetorical terminology on the board, I said that Faulkner’s situation, as we had seen, called for ceremonial discourse; in contrast, King’s situation called for “judicial discourse,” the kind of rhetoric that accuses the unjust and defends the just.  But King also had to blend “deliberative discourse” with his judicial discourse, I argued, for he sought to dissuade Americans from tolerating racial discrimination and to advise Americans to live up to the high ideals of the country’s founding, especially the belief that “injustice anywhere is a threat to justice everywhere.”   In other words, I explained, though King wrote nonfiction, he had the same goal that Faulkner urged novelists and poets to set, to ‘uplift the heart’ of a nation, to inspire his fellow citizens to endure and to prevail over the brutalities sanctioned by a racist culture.

Elements of Persuasion: Aristotle’s Rhetorical Triangle (Source: paulcharltoncoaching.com)

To achieve these dual aims of discourse, the judicial and the deliberative, King knew, I continued, that he would have to blend carefully the elements of persuasion.  Clearly, his letter could begin with exposition.  He would have to explain to his eight fellow clergymen, who condemned him in the local newspaper for his “unwise” and “untimely” demonstrations, why he had to leave Atlanta for Birmingham.  Then reading from the handout from Questioning, I said that his exposition would also explain “why he had to break the law, why he could wait no longer for freedom.  But he knew that mere exposition would not be enough; he would need to persuade the clergymen, his immediate audience, and the American people, his extended audience, that ‘injustice anywhere is a threat to justice everywhere,’ that the ‘stinging darts’ of segregation have made it impossible to wait any longer for freedom” (136).

Then I read one more excerpt from Questioning that provided a preface to our analysis:

To achieve his persuasive goal, he would have to provide plenty of logos, plenty of facts about his nonviolent movement, plenty of examples of lunch counters closed to black men and amusement parks closed to black children, plenty of cases of lynchings and drowning, plenty of testimony from prominent theologians who define segregation as “sin.”  He would also have to temper his outrage over such cruelties with cool reason, stressing the illogic of writing laws that apply to some but not to all.  Such logos, he knew, would build his ethos, his credibility, showing his skeptical audience that he knows the facts of injustice (informed), that he cares about his people’s long sufferings (generous), that he has told the truth about the brutal police.  As a preacher, he knew, too, that he could further build his ethos with pathos, the appeal created by emotionally charged words and vivid imagery imbedded in rhythmic sentences, calling us all, black and white, to rise from “the dark depths of prejudice and racism to the majestic heights of understanding and brotherhood.” (137)

With King’s rhetorical purpose before us, I asked the students to look at King’s introduction, the first four paragraphs, to determine how he attempts to build his ethos in the presence of an immediate audience, the clergymen, who consider his persona to be entirely negative—an outsider, a trouble-maker, an instigator of “unwise” and “untimely” civic disturbances.  “How does King show his generosity toward these men who have publicly condemned him?” I prompted.  “Does he offer counter accusations?”  Arben responded, saying that King responds to their polite hostility be crediting them with being “men of genuine good will” who therefore deserve to be answered in “patient and reasonable terms.”

Thanking Arben, I reminded the class that a positive ethos must seem informed and honest as well as generously disposed toward the audience.  “How does King send these messages in paragraph two through four?” I inquired.  Several students answered at once, mentioning King’s credentials as president of the Southern Christian Leadership Conference and his “organizational ties” to his Birmingham affiliates, who “invited” King to come, an invitation that never would have been sent, I commented, if he had no knowledge of Birmingham’s troubles or lacked the courage to help solve the problems.

“Then how does inject pathos, emotional appeal, in the next two paragraphs to underscore his honest, generous intentions?” I asked.  Students quickly responded by noting the parallel sentences and the comparisons.  Laureta said that by linking his “gospel of freedom” with that of the “prophets” and the “Apostle Paul,” King makes a comparison that clergymen would have to respect.  Then I wrote on the board the sentence that follows his famous parallel sentence about injustice “anywhere” threatening justice “everywhere”: “We are caught in an inescapable network of mutuality, tied in a single garment of destiny.”  “Can you explain how King intensifies these already strong parallel rhythms?”  Xhemile answered my question, pointing to the metaphors imbedded in the parallel phrases, helping us to see the “network” we must preserve and the “garment” we must all wear to ensure a “destiny” of justice.

Congratulating the students on their astute readings, I then divided the class into three groups of five or six and assigned them further analytical tasks on the blending of ethos, logos, and pathos.  After ten minutes of work, I called for a report from group one, who had been charged with paragraphs 6-11 and their contributions to ethos-building.  This group then outlined King’s attempt to “negotiate with the city fathers” to get “racial signs removed,” then, once that process failed, the “self-purification” process that King and his followers underwent to prepare for “direct action,” a non-violent but dangerous way of challenging an unjust government that would likely respond with police dogs, batons, and jail.  “So how does this use of logos, this evidence of his non-violent process of effecting positive change, build King’s ethos?” I wondered.  Ragip responded by saying that this process shows King’s courage as well as his patience and reasonableness.  “Yes,” I said, “and notice how he ends this section by injecting pathos again.   How so?”  Ragip followed up by noting the reference to Socrates, who also created “nonviolent tension” to liberate his people from “the bondage of myths and half-truths,” just as King and his people strive to “help men rise from the dark depths of prejudice and racism to the majestic heights of understanding and brotherhood.”  Praising his habit of citation, I stressed once again that the emotional appeal comes from couching vivid metaphors within parallel sentence structures, juxtaposing the “dark depths” or racism with “majestic heights” of equality.

**Click on the first picture to scroll through the gallery images in a larger, “slideshow” format.**

The Apostle Paul in Prison, Rembrandt van Rijn, oil on canvas, 1627 (Source: www.apostlepaul.net)

The Death of Socrates, Jacques-Louis David, oil on canvas, 1787 (Source: Wikipedia)

Saint Augustine (Source: www.catholic-forum.com)

St. Thomas Aquinas (Source: http://www.marccortez.com)

Judah Leon Magnes and Martin Buber testifying before the Anglo-American Committee of Inquiry in Jerusalem, 1946 (Source: Wikipedia)

Paul Tillich (Source: http://www.allposters.com)

Depiction of the Boston Tea Party (Source: king.portlandschools.org)

Hungarian Freedom Fighter, Time Man of the Year, Time Magazine, Jan. 1957 (Source: Wikipedia)

Christ Before Caiaphas, Mattias Stom, oil on canvas, early 1630s (Source: Wikipedia)

The next group, charged with finding more allusions, presented their list: St. Augustine, St. Thomas Aquinas, Martin Buber, Paul Tillich, the Boston Tea Party, the Hungarian freedom fighters, Jesus.  “So do these historical and philosophical allusions represent ethos-building, logos, or pathos?” I asked.  Hearing all three answers, I pronounced them all correct, explaining that each example of courageous resistance to tyranny counts as logos, and that such daring resistance stirs our emotions.  “And how do the names of theologians build King’s ethos?” I pushed.  Blerta answered that clergymen would respect the names of saints and that King did not just mention their names but quoted their advocacy for disobeying unjust laws.  I praised her response and noted King’s wisdom in citing the Jewish philosopher Martin Buber and the Christian theologian Paul Tillich, both defining segregation as “morally wrong and sinful,” a reference, I said, that no doubt made King’s “dear fellow clergymen” squirm.

Finally, the third group reported on paragraphs 24-26, where King expresses his disappointment with the “white moderate,” the expediential cowards who support King’s cause with their words but never take action to help.  The students found numerous examples of King’s blending of logos and pathos in his critique of these “lukewarm” allies, thereby strengthening his ethos as passionate and informed.  First, they noted the parallel structures that repeat King’s frustration with the willful ignorance and inaction of the white moderates: “I had hoped that the white moderate would understand….Now is the time to make real the promise of democracy.”  Commending their reading, I explained that this repetition of an opening structure of a sentence goes by the Greek term anaphora, and that it adds emotional intensity with its persistent beat: “Now is the time….Now is the time.”  I then asked if they saw King’s method—a strategy we had seen before—of intensifying the beat, a prompt that quickly yielded King’s metaphors imbedded in the parallel sentences, the white moderates’ obstructions becoming a “dangerously structured dams that block the flow of social progress,” failures to “lift our national policy from the quicksand of racial injustice to the solid rock of human dignity.”  I then asked why King used the disgusting “boil” simile.   Hearing no answer, I asked, “What happens when a boil goes unlanced?”  Besa responded that the infection can kill a person, precisely the point of King’s simile: if we fail to open the boil of segregation to “the air of national opinion,” the infection will spread through the national body and ultimately kill.

 As the class prepared to leave, I asked them to re-read King’s letter, focusing this time on the part of logos we had not addressed yet, his use of inductive and deductive reasoning to strengthen his case and to move toward his meditational, peace-making goal.  I reminded students, too, that they would find definitions and illustrations of induction, deduction, and meditational discourse in the handout from Questioning, 153-58.

The Last Kosovo Serb Won’t Leave

March 4, 2012

Cover of Southworth's The Last Kosovo Serb Won't Leave

Susan Southworth’s 2007 novel uncovers, as the title promises, the horrors that always transpire whenever one people, usually in the name of liberty, redefines another people as objects, a reclassification that characterizes ethnic cleansing as patriotism.  But this beautifully written novel does so much more.  Peeling back the labels resulting from centuries of warfare and hate, Southworth shows us the fears, yes, but also the dignity and nobility of Others, a revelation that should inspire us all even as we weep for their pain.

Map of Kosovo (Source: pbs.org/newshour)

By end of the novel, we follow Donald, a retired American linguist, into southwest Kosovaran town Prizren, where the Kosova Liberation Army celebrates its 1999 triumph over the Serbs, a victory made possible by NATO bombing.  Absent from Prizren for a month, Donald expects to find what he left five weeks before: his Turkish friend and fellow linguist Bayram, with whom Donald can share his experiences living with Serbian peasants and resume their discussion of the Albanian language and culture.

Instead, he finds Bayram’s house trashed and valuable manuscripts scattered all over the grounds, acts of the new owner, an army thug.  Bayram himself Donald finds in a make-shift jail, cuffed and beaten, lying on a floor littered with feces and surrounded by walls splattered with other victims’ blood (100-108).  Though beaten himself, Donald escapes the Kosovaran violence via Macedonia, but not before witnessing Serbs shot in the street (120).  In the final chapter, the narrator shows us the fate of the Serbian peasants that had welcomed Donald: Petar has been beheaded, and his wife Leposava wonders off in a daze, looking for the “home”—their cabin and their country—now a “bloody mosaic,” the work of soldiers, not much more than boys, intoxicated by liberty and by a culture of retribution and guns (122).

Before this bloody ending, however, primarily through Donald’s eyes, we learn to see Albanians, Turks, and Serbs not as oppressors or victims but as human beings worthy of our understanding and respect.  Through Donald, for instance, we learn to revere the ancient Albanian language and culture (33), and that respect helps us understand how Donald can look at an angry Albanian soldier and see a scared boy, a “sweet-faced teenager” (104) with baggy fatigues on his “skinny frame” (100).  Through Donald we also learn to relish coffee, dates, water pipes, baths—all things Turkish, especially his courteous friend Bayram (32-40).

Serbian Gusle & Bow (Source: Wikipedia)

Through Donald we learn as well to respect Serbs who “won’t leave.”  Bogdan the Serbian policeman, for example, earns that respect by risking his life daily helping peasants to steer clear of the Liberation Army (5-15, 88-96), as does the young Serbian mountain man by hiding Donald, suspected of being an enemy courier (56-59).  Through Donald’s month-long sojourn with the Serbian farmer and his wife, we also come to admire Petar and Leposava, their spiritual intimacy with the land, their domestic harmony and peace, their generosity.  Revering their American guest, they feed him hearty bean soup, fresh eggs, and oatmeal cakes; they teach him to hoe the garden and to trap rabbits for supper; they show him how to bathe in the rain-water, how to dance with abandon, how to smell the seasons and fish in the stream (64-86).  They also share with Donald their Serbian epic poems, accompanied by Petar’s gusle, a one-string instrument that can come to life “like a snake” (83) under Petar’s bow and moan “like a sad wind” (77).  All Serbs, Petar sighs, “have too much history,” and he relates to Donald their own stories of grief over a grandfather lost in the war with Bulgaria, over an infant son who should not have died (80-83).

Possessed of these histories, we can no longer vilify oppressors and count victims; we can only acknowledge human beings and cry for the Balkans.

The Hemingway Book Club of Kosovo

February 15, 2012

Cover of The Hemingway Book Club of Kosovo

Nine years have passed since Paula Huntley published her superb memoir, The Hemingway Book Club of Kosovo.  Narrated in journal format, Huntley’s book records her experiences in 2000-2001, just one year after NATO troops drove Serbian forces out of Kosova.   Naturally, after a decade of civil war, most Kosovarans had suffered all the horrors that go with urban warfare and displacement, and when the shooting stopped, many Kosovarans found themselves homeless and jobless, and everyone found that the educational and legal systems had suffered the same battering.  So when Paula Huntley and Ed Villmoare chose to come to Pristina, they did not come as mere observers.  Instead, they came to help, Paula by teaching English as a second language to Albanian students, Ed by working through the American Bar Association to help Kosova to rebuild its legal system.

Paula Huntley, author of The Hemingway Book Club of Kosovo (Source: Ms. Huntley's website--click image to view)

Having just re-read this inspiring book, I must applaud the way Paula and Ed came to help.  Eschewing know-it-all posturing, they couched their offer to help in compassion for those who had suffered so much and in full awareness of their own limitations.  Describing Ed’s need to “do something” in response to the wide-spread agony, Paula records her doubt that “Ed really believes he can do anything of great significance here.  He is a man of few illusions.  But he is also a man of character and compassion.  He can’t just do nothing” (29).  Similarly, three months into her teaching, Paula wonders if she has “really [done] anything to help” (129).

Ed Villmoare, Paula Huntley's husband (Source: Ms. Huntley's website--click image to view)

They also came to help as partners and peers with the Kosovarans, fully expecting to learn as much as they teach and to receive as much as they give.  This respectful stance, their doubts about effectiveness notwithstanding, earned Huntley and Villmoare the trust they would need to help Kosovarans build a future on a foundation of justice and learning

We can see that earned trust in the stories that Kosovarans come to share with Paula and Ed.  In working with his legal assistant Blerta, for instance, Ed hears the story of her mother’s gang-rape, a war crime that has silenced her mother permanently (179).  Similarly, in teaching stories such as Kate Chopin’s “The Story of an Hour,” Paula engages Ermina and other students in eager discussions of marriage as a relationship shared by “equal partners,” not by a jailer-husband and his prisoner-wife, too often the case, says Ermina, in Pristina (183).

By starting her book club in her Pristina home, Paula also used Ernest Hemingway’s stories to generate more discussions on the power of language to assert human dignity and to effect positive change for Kosova.  In reading Hemingway’s The Old Man and the Sea, for example, Paula and her student-guests reflected on the old man’s wisdom: “It is better to be lucky.  But I would rather be exact.  Then when luck comes you are ready.”  Naturally, this quote led to discussion of the old man’s tremendous suffering as he battles the great fish, then, thanks to the sharks, his failure to bring the great fish to the dock.  But once again, the old man’s words—“a man can be destroyed but not defeated”—helped her students to realize that the old man had not been defeated, that, in Paula’s words, he had “won self-respect and the renewed respect of the villagers.  He maintained his dignity and showed courage in the face of overwhelming adversity” (167).

First meeting of The Hemingway Book Club of Kosovo (Source: Ms. Huntley's website--click image to view)

With such courage placed within reach through language, Paula’s students began to think of “overcoming” their Kosovaran  “adversity” as a realistic goal, particularly if, like the old man, they became “ready,” a condition made possible by education and a willingness to use their “new words” (204).  Without these new words to “express their fears, frustrations, angers, desires, and ambitions in ways other than violence,” Paula concludes, Kosovarans can have no hope for the future (150).  Neither can we.